Charismatic Leaders: Manipulators, madmen, or myth?
D. R. Forsyth (1991)
Review of Charles Lindholm's Charisma. Contemporary
Psychology, 36, 1037-1038. Copyright 1991 by the American Psychological
Association.
The topics that form the foundation of our field are often shadowed
by mysterious `occult doubles' that lurk at psychology's
outermost edges. On the flip side of careful analyses of the sensory
systems lies the question of extrasensory perception: can we
perceive other's thoughts? Paralleling our efforts to assess
personality is the astrologist's horoscope and the palmist's diagnosis
of character by appraisal of the lines of the hand. The study of sleep
can raise the question of dreams and their utility as
forecasts of the future (Leahey & Leahey, 1983).
Groups that undertake extreme actions under the exhortation of exotic,
charismatic leaders--cults, mobs, crowds, and the
like--are social psychological mysteries that fascinate both layperson
and researcher alike. Although groups and leaders are so
commonplace that they usually go unnoticed and unscrutinized, atypical
leaders and their groups--Jim Jones and the People's
Temple, Charles Manson and his "family," Reverend Moon and his Moonies--invite
speculation about such questions as: What
unseen forces draw people into cults and other extraordinary groups?
When does a crowd turn into a violent mob? What
mesmerizing powers do charismatic leaders possess that enable them
to control their followers? Why do human beings lose
their rationality when they are immersed in mobs? Lindholm's Charisma
offers answers to these fascinating questions. Lindholm
maintains that the awesome influence of great leaders springs from
charisma, which he uses in variety of contexts, with a
plethora of characterizations. Leaders are charismatic when they can
capture the hearts and minds of their followers; groups are
charismatic when members become bound to them by a "compulsive, inexplicable
emotional tie" (p. 6); lovers experience a
powerful attraction for one another than is charismatic. Charisma is
a relationship that involves the intermingling of the self of the
follower and the self of the leader, and it is therefore an emergent
property of social interaction. Thus, for Lindholm, charisma is
a "compulsive, inexplicable emotional tie linking a group of followers
together in adulation of their leader" (p. 6).
Lindholm's goal is a challenging one: "the extraction of a model of
the emotions that can both provide us with a rudimentary
paradigm for hierarchizing basic human needs, and allow us to conceptualize
the complex historical, social and psychological
aspects of the extraordinary experience of selflessness and transcendence
that we mean when we say `charisma'" (p. 8). After
first providing a brief sketch of the topic, Lindholm spends several
chapters reviewing the thoughts of previous philosophers,
social scientists, and social critics for insights into charisma. The
writings of the greater thinkers of the recent past, Hume, Kant,
Bentham, Mill, and Nietzsche, are mined for insights into charisma,
and the largest nuggets are extracted from Mill's analyses of
the exaggerated abilities of the genius and Nietzsche's superman. The
superman is, to a large degree, the prototypical
charismatic leader: one whose interpersonal genius enables him or her
to use others to meet selfish, boundless emotional
appetites. Weber, Durkheim, Mesmer, Le Bon, and Freud are also considered
as sources of insight into charisma before
Lindholm presents detailed case studies of four prototypical charismatic
leaders: Adolf Hitler, Charles Manson, Jim Jones, and
the shaman of the !Kung.
Charisma follows in the tradition of such classics as Le Bon's
Psychologies des foules (1895/1960) and Freud's Group
psychology and the analysis of ego (1922). Eschewing a cold,
dispassionate analysis of charisma, he attacks the subject with a
vigor that teeters at the edge of the boundary that separates a scientific
analysis of social forces from sensationalistic accounts of
human perplexities. His prose is both compelling and vivid: "the concepts
of cult, charisma, and diabolical evil seem inextricably
intertwined" (p. 3); "the soul-destroying world of technical- rational
bureaucracy erodes individuality" (p. 33); "Freud and his
disciples discovered within the paraphrenic a mental universe of the
unconscious that has much in common with the non-rational
beliefs and intense desire for self-loss and fusion" (p. 59); "Hitler's
charisma claimed permanence and total power for its
paranoid avatar" (p. 116); "charisma and romance are structurally opposed
but subjectively equivalent expressions of a deep
desire for an ecstatic transcendence of the self in merger with the
beloved other" (p. 187). Scholarly yet intriguing, Charisma
harkens back to an earlier time when social scientists wrote elegant
treatises about the most interesting and dramatic aspects
human condition.
The work, too, offers a view of charisma that complements a social psychological
view of leadership in large collectives. This
view, which has roots in both Weber and Le Bon, maintains that atypical
collectives, whether they be sit-ins, mass movements,
cults, mobs, or panicked audiences, can be understood in terms of concepts
and methods used to understand any type of
group. Weber, for example, coined the word charisma because he realized
that some leaders tend to be virtually worshipped
by their followers, but he did not feel that charismatic authorities
have unique, wondrous powers; rather, they are viewed by
their followers as having unique, wondrous powers. Weber then went
about describing when charisma is attributed to a leader,
and pinpointed a number of interesting preconditions: displays of vivid
emotion, and the capacity to infect others with this
emotion are crucial, but other qualities are important too. Similarly
Le Bon did not believe that the leaders of most crowds were
particularly gifted. Rather, he argued that the social setting of a
crowd was an ideal one for a single person to control. With
remarkable insight Le Bon argued that all a mob's leader must do is
make clear statements that are easily understood, repeat
these statements frequently, and model actions that others can imitate.
The ideas of Weber and Le Bon form the foundation of a contemporary
social psychological analysis of collective action that
contrasts with the view presented by Lindholm. This school of thought,
rather than assuming that atypical groups and their
leaders require special theories that include novel or even mysterious
processes, argues that the madding crowd and its
charismatic leader are more myth than reality. Collective behavior
is not bizarre, but instead a rational attempt by a number of
individuals to seek change through united action. Actual field observations
of such movements indicate that members are rarely
violent, leaders provide direction through verbal and reasonable interventions,
and the groups do not act in a capricious,
unpredictable fashion. These groups form, change, and disband following
the same patterns that govern development in other
groups, and the internal structures and processes of a mob and a group
are more similar than different. Leaders of collectives
groups, if successful, are able to meet the task and socioemotional
needs of the groups, and in some cases they can inspire
members by heightening their motivation and their commitment to the
movement's cause. They achieve these goals not by mind
control, hypnosis, or inducing mass hysteria, but by persuading, setting
examples, clarifying goal, and communicating
information clearly.
Clark McPhail elaborates this viewpoint in his book The myth of the
madding crowd (1991). McPhail maintains that the classic
theorists examined by Lindholm were too biased by their preconceived
belief that crowds are crazed, so he bases his
conclusions on field studies of actual collective movements that have
been carried out in the last few years. His conclusions are
threefold:
First, individuals are not driven mad by crowds; they do not lose cognitive
control! Second, individuals are not
compelled to participate by some madness-in-common, or any other sovereign
psychological attribute, cognitive style,
or predisposition that distinguishes them from non participants. Third,
the majority of behaviors in which members of
these crowds engaged are neither mutually inclusive nor extraordinary,
let alone mad [p. xxii].
Moreover, although his attention is focused on the crowd rather than
its leader, McPhail's rejection of the madding crowd myth
can be extended to the notion of a charismatic leader: if crowds and
mobs can be understood by taking into account group
processes, then their leaders' actions can be understood by taking
into account leadership processes. Some leaders, like
Charles Manson, may have unique qualities, but then again virtually
all leaders (and all individuals, for that matter) have some
unique features that require additional consideration once the basic
factors identified by extant theories of leadership have been
considered. The leader of a mob is, however, at core just a leader.
Lindholm's Charisma thus offers a counterpoint to the dominant theorizing
regarding collective behavior. Like Le Bon, Freud,
and Durkheim, Lindholm offers up numerous insights into the nature
of groups and their leaders gleaned from philosophy,
turn-of-the- century psychology, and historical case studies of charismatic
leaders. Lindholm's analysis reminds us that modern
social psychology's roots are in philosophy, sociology, and crowd psychology,
and his frank speculations, suppositions, and
reflections offer insight into the Napoleons, Hitlers, Joan of Arcs,
and their followers. He also asks a larger question: Are some
social events, such as charismatic leadership, so unique that to explain
them we must step outside the boundary of traditional
theories and methods? The answer he offers in Charisma, however, is
only one answer of many. Whereas Lindholm maintains
that existing theories of leadership cannot explain a Charles Manson
or a Napoleon Bonaparte, other scholars argue that
charisma mystifies, rather than clarifies, the impact of powerful leaders
on their followers.
References
Freud, S. (1922). Group psychology and the analysis of ego. London: Hogarth.
Leahey, T. H., & Leahey, G. E. (1983). Psychology's occult doubles. New York: Nelson-Hall.
Le Bon, G. (1895/1960). The crowd (translation of Psychologie des foules). New York: The Viking Press.
McPhail, C. (1991). The myth of the madding crowd. New York: Aldine de Gruyter.